ATLANTA, GA – – (September 18, 2018) – – Holzer & Holzer, LLC is investigating whether Ladenburg Thalmann Financial Services, Inc. (“Ladenburg Thalmann” or the “Company”) (NYSE: LTS) complied with the federal securities laws.  On September 7, 2018, the Securities and Exchange Commission announced charges against Phillip Frost, the Chairman of Ladenburg Thalmann’s Board of Directors, alleging he participated in a scheme to manipulate the stock prices of two microcap companies.  On September 18, 2018, an article published on Seekingalpha.com by Hindenburg Investment Research asserted that the charges against Frost will have a negative impact on Ladenburg Thalmann’s business going forward.  The price of Ladenburg Thalmann common stock fell significantly following these reports. If you purchased Ladenburg Thalmann common stock and suffered a loss on that investment, you are encouraged to contact Corey D. Holzer Esq. at cholzer@holzerlaw.com or Marshall P. Dees, Esq. at mdees@holzerlaw.com, or call the firm by toll-free telephone at (888) 508-6832.

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  • Plaintiff Certifies That:
    1. Plaintiff has reviewed the complaint and authorized its filing.
    2. Plaintiff did not acquire the security that is the subject of this action at the direction of plaintiff's counsel or in order to participate in this private action or any other litigation under the federal securities laws.
    3. Plaintiff is willing to serve as a representative party on behalf of a class, including providing testimony at deposition and trial, if necessary.
    4. Plaintiff represents and warrants that he/she/it is fully authorized to enter into and execute this certification.
    5. Plaintiff will not accept any payment for serving as a representative party on behalf of a class beyond the Plaintiff's pro rata share of any recovery, except such reasonable costs and expenses (including lost wages) directly relating to the representation of the class as ordered or approved by the court.
    6. Plaintiff has made no transaction(s) during the Class Period in the debt or equity securities that are the subject of this action except those set forth below:
  • Date PurchasedNumber of Shares AcquiredAcquisition Price Per Share 
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  • Date SoldNumber of Shares SoldSelling Price Per Share 
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  • Signed pursuant to the Uniform Electronic Transactions act as adopted by the various states and territories of the United States.
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